-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNyS1rc20CbmISDjFeDqSKbjcsAs/Yz13JW2WGSjtbXxFNl6EtvI1bTgTbUkNaRf GurZn8YBzE0AM54R6+5k5Q== 0001193125-10-138543.txt : 20100614 0001193125-10-138543.hdr.sgml : 20100614 20100614121049 ACCESSION NUMBER: 0001193125-10-138543 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 GROUP MEMBERS: HI CHARITABLE REMAINDER UNI TRUST GROUP MEMBERS: IFIN LP GROUP MEMBERS: JON FAIZ KAYYEM AND PAIGE N. GATES FAMILY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kayyem Jon Faiz CENTRAL INDEX KEY: 0001366268 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GenMark Diagnostics, Inc. CENTRAL INDEX KEY: 0001487371 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 272053069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85510 FILM NUMBER: 10894152 BUSINESS ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: (626) 463-2000 MAIL ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.    )

 

 

GenMark Diagnostics, Inc.

(Name of Issuer)

 

 

Common Stock, $0.0001 par value

(Title of Class of Securities)

372309 104

(CUSIP Number)

June 3, 2010

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 CUSIP NO. 372309104  

 

  

 

  1.   

NAMES OF REPORTING PERSONS

 

Jon Faiz Kayyem

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF SHARES BENEFICIALLY  OWNED BY

EACH

REPORTING PERSON

WITH

     5.     

SOLE VOTING POWER

 

755,893 (1)

     6.     

SHARED VOTING POWER

 

0

     7.     

SOLE DISPOSITIVE POWER

 

755,893 (1)

     8.     

SHARED DISPOSITIVE POWER

 

0

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

755,893 (1)

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.5%

12.

 

TYPE OF REPORTING PERSON

 

IN

 

(1) Includes 124,924 shares held by the Jon Faiz Kayyem and Paige N. Gates Family Trust, dated April 1, 2000, 61,651 shares held by the HI Charitable Remainder Uni Trust and 569,308 shares held by IFIN LP. Dr. Kayyem is trustee of the Jon Faiz Kayyem and Paige N. Gates Family Trust and the HI Charitable Remainder Uni Trust, and President of In-Motion LLC, the general partner of IFIN LP. As a result, he has sole voting and investment power over the shares held directly by these entities.

 

(Page 2 of 8 Pages)


  1.   

NAMES OF REPORTING PERSONS

 

Jon Faiz Kayyem and Paige N. Gates Family Trust, dated April 1, 2000

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF SHARES BENEFICIALLY  OWNED BY

EACH

REPORTING PERSON

WITH

     5.     

SOLE VOTING POWER

 

124,934

     6.     

SHARED VOTING POWER

 

0

     7.     

SOLE DISPOSITIVE POWER

 

124,934

     8.     

SHARED DISPOSITIVE POWER

 

0

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

124,934

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.1%

12.

 

TYPE OF REPORTING PERSON

 

OO

 

(Page 3 of 8 Pages)


  1.   

NAMES OF REPORTING PERSONS

 

HI Charitable Remainder Uni Trust

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF SHARES BENEFICIALLY  OWNED BY

EACH

REPORTING PERSON

WITH

     5.     

SOLE VOTING POWER

 

61,651

     6.     

SHARED VOTING POWER

 

-0-

     7.     

SOLE DISPOSITIVE POWER

 

61,651

     8.     

SHARED DISPOSITIVE POWER

 

-0-

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

61,651

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.5%

12.

 

TYPE OF REPORTING PERSON

 

OO

 

(Page 4 of 8 Pages)


  1.   

NAMES OF REPORTING PERSONS

 

IFIN LP

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF SHARES BENEFICIALLY  OWNED BY

EACH

REPORTING PERSON

WITH

     5.     

SOLE VOTING POWER

 

569,308

     6.     

SHARED VOTING POWER

 

0

     7.     

SOLE DISPOSITIVE POWER

 

569,308

     8.     

SHARED DISPOSITIVE POWER

 

0

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

569,308

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

4.9%

12.

 

TYPE OF REPORTING PERSON

 

PN

 

 

(Page 5 of 8 Pages)


 CUSIP NO. 372309104  

 

  

 

Item 1(a).

   Name of Issuer:
   GenMark Diagnostics, Inc.

Item 1(b).

   Address of Issuer’s Principal Executive Office:
   757 S. Raymond Avenue
   Pasadena, CA 91105

Item 2(a).

   Name of Persons Filing:
   Jon Faiz Kayyem
   Jon Faiz Kayyem and Paige N. Gates Family Trust, dated April 1, 2000
   HI Charitable Remainder Uni Trust
   IFIN LP

Item 2(b).

   Address of Principal Business Office of Persons Filing:
   c/o GenMark Diagnostics, Inc.
   757 S. Raymond Avenue
   Pasadena, CA 91105

Item 2(c).

   Citizenship or Place of Organization of Persons Filing:
   United States

Item 2(d).

   Title of Class of Securities:
   Common Stock, $0.0001 par value

Item 2(e).

   CUSIP Number:
   372309 104

Item 3.

   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
   Not applicable.

 

(Page 6 of 8 Pages)


 CUSIP NO. 372309104  

 

  

 

Item 4.

     Ownership.
     Based upon information set forth in the Issuer’s 424(b)(4) prospectus filed with the Securities and Exchange Commission on June 3, 2010, there were 11,723,512 shares of the Issuer’s common stock outstanding as of the closing of the Issuer’s initial public offering on June 3, 2010. The ownership percentages stated below are based upon this amount of outstanding shares.
     Jon Faiz Kayyem, the President, Chief Executive Officer and Director of the Issuer, is the trustee of the Jon Faiz Kayyem and Paige N. Gates Family Trust and the HI Charitable Remainder Uni Trust, and President of In-Motion LLC, the general partner of IFIN LP. As a result, he has sole voting and investment power over the shares held directly by these entities. Dr. Kayyem disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
   (a        
     Amount beneficially owned by the Jon Faiz Kayyem: 755,893 shares
    

Amount beneficially owned by the Jon Faiz Kayyem and Paige N. Gates Family Trust:

124,934 shares

     Amount beneficially owned by HI Charitable Remainder Uni Trust: 61,651 shares
     Amount beneficially owned by IFIN LP: 569,308 shares
   (b        
     Percent of class owned by the Jon Faiz Kayyem: 6.5%
     Percent of class owned by the Jon Faiz Kayyem and Paige N. Gates Family Trust: 1.1%
     Percent of class owned by HI Charitable Remainder Uni Trust: 0.5%
     Percent of class owned by IFIN LP: 4.9%
   (c        
     Number of shares as to which the Jon Faiz Kayyem has:
        (i)    Sole power to vote or to direct the vote: 755,893
        (ii)    Shared power to vote or to direct the vote: 0
        (iii)    Sole power to dispose or to direct the disposition of: 755,893
        (iv)    Shared power to dispose or to direct the disposition of : 0
     Number of shares as to which the Jon Faiz Kayyem and Paige N. Gates Family Trust has:
        (i)    Sole power to vote or to direct the vote: 124,934
        (ii)    Shared power to vote or to direct the vote: 0
        (iii)    Sole power to dispose or to direct the disposition of: 124,934
        (iv)    Shared power to dispose or to direct the disposition of : 0

 

(Page 7 of 8 Pages)


 CUSIP NO. 372309104  

 

  

 

      Number of shares as to which HI Charitable Remainder Uni Trust has:
            (i)    Sole power to vote or to direct the vote: 61,651
            (ii)    Shared power to vote or to direct the vote: 0
            (iii)    Sole power to dispose or to direct the disposition of: 61,651
            (iv)    Shared power to dispose or to direct the disposition of : 0
      Number of shares as to which IFIN LP has:
            (i)    Sole power to vote or to direct the vote: 569,308
            (ii)    Shared power to vote or to direct the vote: 0
            (iii)    Sole power to dispose or to direct the disposition of: 569,308
            (iv)    Shared power to dispose or to direct the disposition of : 0
Item 5.       Ownership of Five Percent or Less of a Class.
      Not Applicable
Item 6.       Ownership of More than Five Percent on Behalf of Another Person.
      Not Applicable
Item 7.       Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
      Not Applicable
Item 8.       Identification and Classification of Members of the Group.
      Not Applicable
Item 9.       Notice of Dissolution of Group.
      Not Applicable
Item 10.       Certification.
      By signing below the undersigned certifies that, to the best of their respective knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

(Page 8 of 8 Pages)


Signature

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: June 14, 2010

 

/s/ Jon Faiz Kayyem

Jon Faiz Kayyem

Jon Faiz Kayyem and Paige N. Gates Family Trust, dated April 1, 2000
By:   /s/ Jon Faiz Kayyem
Name:   Jon Faiz Kayyem
Title:   Trustee

HI Charitable Remiander Uni Trust

By:   /s/ Jon Faiz Kayyem
Name:   Jon Faiz Kayyem
Title:   Trustee

IFIN LP

By: In-Motion, LLC, general partner

By:   /s/ Jon Faiz Kayyem
Name:   Jon Faiz Kayyem
Title:   President
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